Applicable for IBF Core SFA/FAA CPD & IBF FTS Funding of up to 70% Course Description This programme is tailored for investment management professionals in Singapore and is designed to meet the MAS’ requirement under SFA04-N09 where an appointed representative of a holder of a capital markets services licence is required to complete 6 hours of Core CPD training in ethics, rules or regulations or both, that is relevant to the type of regulated activity he conducts. Course Structure This programme allows participants to mix-and-match from a list of approved Core SFA/FAA CPD programmes to fulfil their requirements: Defending Against Financial Crime - AML, CFT, Sanctions, and Emerging Threats for Singapore Asset Managers (TGS-2024047376) Ethical Mastery in Asset Management - A Singaporean Perspective (TGS-2024046975) Fostering a Culture of Accountability and Ethical Conduct in Financial Institutions (TGS-2024047854) Cybersecurity Resilience in Singapore's Fund Management Sector: Navigating Evolving Threats and Regulations (TGS-2025059400) Mastering Advertising and Marketing Compliance for Retail Fund Management in Singapore (TGS-2025059339) Navigating Liquidity Risk Management: Legal, Regulatory, and Ethical Considerations for Fund Management Professional (TGS-2025059893) The Brave New World of Tokenisation & Blockchain in Asset Management (TGS-2025060217) Best Practice and Ethical Standards in Performance Measures (GIPS) (TGS-2026061756) Ensuring Resilience: Mastering Business Continuity Management for Fund Management Companies (TGS-2025060730) Fair Dealing in Fund Management for Customer-Centric Outcomes (TGS-2025060731) Each of the programmes above are asynchronous eLearning programmes with a compulsory multiple choice questionnaire (MCQ) assessment. There will be a total of 10 questions with a minimum passing grade of 70% per programme. Access the full programme prospectus here. Fee* IMAS Member: $600 per individual (Membership Promo Code: IMASMEM)Non-IMAS Member: $800 per individual For step-by-step instructions on registering for a course and accessing the platform, please refer to our Registration Guide. Please contact the IMAS Secretariat at iLearn@imas.org.sg for any queries. *IBF FTS Eligible (Important Info) To qualify for funding, please select "Employer" under Funding Type when submitting your application. This course is recognised under the Financial Training Scheme (FTS) and is eligible for FTS claims subject to all eligibility criteria being met. Please note that in no way does this represent an endorsement of the quality of the training provider and course. Participants are advised to assess the suitability of the programme and its relevance to participants’ business activities or job roles. The FTS is available to eligible entities based on the prevalent funding eligibility, quantum and caps. FTS claims may only be made for recognised programmes with specified validity period. Please refer to www.ibf.org.sg for more information. Kindly note that the FTS scheme is only available for company-sponsored individuals.

Applicable for IBF Core SFA/FAA CPD & IBF FTS Funding up to 70% Course Description The asset management industry plays a significant role in global financial markets, managing investments and steering financial flows with profound impacts on economies and societies. The essence of ethical conduct in this sphere cannot be overstated. Ethical principles serve as the bedrock of trust and integrity, enabling the industry to function efficiently and sustainably. Adhering to a high standard of ethics ensures that asset managers not only comply with regulations but also foster a culture of accountability and transparency. This is essential for building and maintaining investor confidence, mitigating risks of misconduct, and ultimately contributing to the stability and growth of the financial sector. By the end of this course, you will be well-prepared to navigate the ethical challenges that arise in the asset management industry, contributing to the integrity and success of your organization and the industry at large. Learning Objectives At the end of the module, participants will be able to: Understand the key principles of the IMAS Code of Ethics and Standards of Professional Conduct and their application in the asset management industry. Recognise the importance of individual accountability in upholding ethical standards and fostering an ethical culture. Identify potential ethical dilemmas and threats to compliance, and apply appropriate strategies to resolve them. Understand the role of senior management in promoting and sustaining desired conduct among employees. Apply ethical principles and best practices in their daily work to maintain the highest standards of professional conduct. Course Structure This is a one-hour asynchronous eLearning programme with a compulsory multiple choice questionnaire (MCQ) assessment. There will be a total of 10 questions with a minimum passing grade of 70%. Access the full programme prospectus here. Fee* IMAS Member: $140 per individualNon-IMAS Member: $150 per individualPlease contact the IMAS Secretariat at iLearn@imas.org.sg to obtain the member rate promo code. *IBF FTS Eligible (Important Info) To qualify for funding, please select "Employer" under Funding Type when submitting your application. This course is recognised under the Financial Training Scheme (FTS) and is eligible for FTS claims subject to all eligibility criteria being met. Please note that in no way does this represent an endorsement of the quality of the training provider and course. Participants are advised to assess the suitability of the programme and its relevance to participants’ business activities or job roles. The FTS is available to eligible entities based on the prevalent funding eligibility, quantum and caps. FTS claims may only be made for recognised programmes with specified validity period. Please refer to www.ibf.org.sg for more information. Kindly note that the FTS scheme is only available for company-sponsored individuals.

Applicable for IBF Core SFA/FAA CPD & IBF FTS Funding of up to 70% Course Description Financial crime risks in asset management are becoming more sophisticated as criminals leverage global markets, digital assets, and complex transaction flows. These threats expose firms to regulatory scrutiny, operational vulnerabilities, and reputational impact. Against Singapore’s AML/CFT and sanctions expectations, asset and fund managers must maintain robust controls across client onboarding, ongoing monitoring, and escalation, with particular attention to proliferation financing and sanctions related risks. This e‑learning course provides a clear foundation in AML/CFT fundamentals, Singapore’s regulatory and supervisory frameworks, and the roles and responsibilities of asset and fund managers. Learners will understand AML/CFT obligations for asset and fund managers, assess key financial crime risks and industry vulnerabilities, apply best‑practice AML/CFT measures such as CDD, EDD, monitoring and reporting, and understand sanctions. The course also covers emerging trends and technologies shaping modern compliance, and the importance of integrating cybersecurity to manage digital asset and new product risks. Learning Objectives At the end of the module, participants will be able to: Understand the fundamental principles of anti-money laundering (AML) and countering the financing of terrorism (CFT) within the asset and fund management sector, including the ability to define and differentiate between money laundering, terrorism financing, and proliferation financing, and to recognize the stages of the money laundering process. Analyse the legal and regulatory frameworks governing AML/CFT in Singapore, with a focus on the roles and obligations of asset and fund managers under these frameworks, including adherence to the Monetary Authority of Singapore (MAS) regulations and international standards set by the Financial Action Task Force (FATF). Evaluate the impact of financial crimes on the financial system and society, and assess the risks and vulnerabilities specific to the asset management industry, including the methods used by criminals and the implications of non-compliance with AML/CFT regulations. Apply knowledge of AML/CFT best practices in the asset management context, including the development and implementation of effective AML/CFT programs that incorporate customer due diligence, enhanced due diligence, transaction monitoring, reporting, and compliance with sanctions. Keep abreast of emerging trends and technological advancements in AML/CFT compliance, understanding their implications for the asset management sector and incorporating cybersecurity measures into AML/CFT strategies to mitigate risks associated with digital assets and new investment products. Course Structure This is a one-hour asynchronous eLearning programme with a compulsory multiple choice questionnaire (MCQ) assessment. There will be a total of 10 questions with a minimum passing grade of 70%. Access the full programme prospectus here.

Applicable for IBF Core SFA/FAA CPD & IBF FTS Funding of up to 70% Course Description In today’s complex and evolving financial landscape, financial institutions play a critical role in safeguarding customer interests, maintaining market integrity, and ensuring the stability of the financial system. In Singapore, the Monetary Authority of Singapore (MAS) has placed increasing emphasis on organisational culture, accountability, and ethical conduct as key drivers of these outcomes. The MAS Guidelines on Individual Accountability and Conduct establish a framework to promote responsible behaviour, strengthen governance, and reinforce high standards of conduct across financial institutions. These guidelines highlight the importance of clear accountability among senior managers, effective oversight of material risk personnel, and the development of a robust conduct culture throughout the organisation. This course is designed to help professionals in the asset and fund management industry understand and apply the key principles of the Guidelines. Participants will gain practical insights into governance structures, accountability frameworks, and conduct expectations, enabling them to support sound risk management and foster a culture of integrity within their organisations. Learning Objectives At the end of the module, participants will be able to: Identify the five key outcomes of the Guidelines on Individual Accountability and Conduct and understand their importance in promoting a sound financial system. Recognize the roles and responsibilities of senior managers and material risk personnel in ensuring effective governance and oversight within financial institutions. Understand the specific guidance applicable to financial institutions based on their size, nature, and complexity. Describe the essential elements of a robust conduct framework that reinforces standards of proper behavior among all employees. Explain the reporting requirements for material adverse developments to the Monetary Authority of Singapore (MAS). Understand the key MAS notices related to misconduct reporting, what constitutes reportable misconduct, and the reporting process for financial institutions in Singapore. Course Structure This is a one-hour asynchronous eLearning programme with a compulsory multiple choice questionnaire (MCQ) assessment. There will be a total of 10 questions with a minimum passing grade of 70%. Access the full programme prospectus here.

Applicable for IBF Core SFA/FAA CPD & IBF FTS Funding of up to 70% Course Description In asset management, blockchain's decentralised and secure platform offers increased transparency, faster transactions, and cost reductions. It paves the way for streamlined processes, faster settlements, and improved investor experiences. However, embracing blockchain

Applicable for IBF Core SFA/FAA CPD & IBF FTS Funding of up to 70% Course Description Liquidity risk management is a critical aspect of fund management with far-reaching implications for the stability and integrity of financial markets. As the regulatory landscape continues to evolve and ethical considerations come to the forefront, it is essential for fund management professionals to stay informed and adapt their practices accordingly. This programme is designed to provide participants an understanding of the key components to effective liquidity risk management, the regulatory frameworks specific to Singapore, and best practices to ensure compliance. Learning Objectives At the end of the module, participants will be able to: Understand the key components of effective liquidity risk management (LRM) and identify the relevant laws and regulations governing liquidity risk management in the fund management industry in Singapore. Analyse the impact of recent trends and developments in laws and regulations on the fund management business and liquidity risk management practices. Apply best practices in liquidity risk management to ensure compliance with legal and regulatory requirements while maintaining high ethical standards. Analyse and address the legal and ethical implications of liquidity risk management practices and tools in the fund management industry across various market conditions. Evaluate and implement advanced liquidity risk management strategies that leverage emerging technologies and address cross-border challenges, while ensuring compliance with diverse regulatory frameworks and upholding ethical standards in Singapore's global fund management context. Course Structure This is a one-hour asynchronous eLearning programme with a compulsory multiple choice questionnaire (MCQ) assessment. There will be a total of 10 questions with a minimum passing grade of 70%. Access the full programme prospectus here. Fee* IMAS Member: $140 per individualNon-IMAS Member: $150 per individualPlease contact the IMAS Secretariat at iLearn@imas.org.sg to obtain the member rate promo code. *IBF FTS Eligible (Important Info) To qualify for funding, please select "Employer" under Funding Type when submitting your application. This course is recognised under the Financial Training Scheme (FTS) and is eligible for FTS claims subject to all eligibility criteria being met. Please note that in no way does this represent an endorsement of the quality of the training provider and course. Participants are advised to assess the suitability of the programme and its relevance to participants’ business activities or job roles. The FTS is available to eligible entities based on the prevalent funding eligibility, quantum and caps. FTS claims may only be made for recognised programmes with specified validity period. Please refer to www.ibf.org.sg for more information. Kindly note that the FTS scheme is only available for company-sponsored individuals.

Applicable for IBF Core SFA/FAA CPD & IBF FTS Funding of up to 70% Course Description As fund management firms become increasingly reliant on technology, cyber incidents can disrupt critical operations, compromise sensitive data and undermine client confidence. This programme provides practitioners with an overview of Singapore’s cybersecurity regulatory framework and the evolving threats facing financial institutions, including phishing, ransomware, malware, insider threats, DDoS attacks and cloud-related risks. Participants will learn how to implement MAS cyber hygiene requirements and strengthen resilience through effective governance, technology risk management and business continuity planning. The programme also examines common implementation pitfalls, recent cyber incidents, regulatory developments and emerging risks arising from artificial intelligence, cloud adoption, supply-chain vulnerabilities and quantum computing. Learning Objectives At the end of the module, participants will be able to: Identify and explain the key components of the new set of rules issued by MAS aimed at raising cybersecurity standards and strengthening cyber resilience for Fund management companies in Singapore. Recognize common cyber threats faced by fund management companies and understand the potential impact on their operations. Describe the essential cyber hygiene practices outlined in the MAS Notice on Cyber Hygiene, including administrative accounts, security patches, security standards, network perimeter defence, malware protection, and multi-factor authentication. Explain the integration of Cyber Hygiene, Technology Risk Management Guidelines, and Business Continuity Management Guidelines in managing cybersecurity internally within fund management companies. Stay informed about the latest trends and developments in relevant laws and regulations related to cybersecurity standards and resilience for fund management businesses in Singapore. Course Structure This is a one-hour asynchronous eLearning programme with a compulsory multiple choice questionnaire (MCQ) assessment. There will be a total of 10 questions with a minimum passing grade of 70%. Access the full programme prospectus here.

Applicable for IBF Core SFA/FAA CPD & IBF FTS Funding of up to 70% Course Description Marketing and advertising retail investment funds requires firms to balance commercial objectives with clear regulatory and consumer protection expectations. This programme provides practitioners with a practical understanding of the rules governing marketing communications, including product and non-product advertisements, communications to different investor groups, and the need for information to be clear, fair and not misleading. Participants will learn how to evaluate and develop compliant marketing materials, establish effective review and approval processes, and manage risks arising from digital marketing, social media, artificial intelligence and cross-border campaigns. The programme also covers consumer protection, ethical prospecting, data privacy, governance, monitoring and incident management, helping firms strengthen oversight while building trust with investors. Learning Objectives At the end of the module, participants will be able to: Identify and interpret key regulatory requirements governing the marketing and advertising of retail investment funds Evaluating and develop marketing materials that are clear, fair and not misleading. Apply consumer protection principles to digital marketing, prospecting activities Establish and assess effective governance, review and supervisory processes for marketing activities Manage emerging compliance risks from digital marketing Course Structure This is a one-hour asynchronous eLearning programme with a compulsory multiple choice questionnaire (MCQ) assessment. There will be a total of 10 questions with a minimum passing grade of 70% . Access the full programme prospectus here.

Applicable for IBF Core SFA/FAA CPD & IBF FTS Funding of up to 70% Course Description The Global Investment Performance Standards (GIPS) provide a globally recognised framework for calculating and presenting investment performance based on fair representation and full disclosure. They help fund management companies strengthen the credibility, consistency and comparability of their performance reporting across strategies and markets. As asset owners place greater emphasis on performance governance and increasingly adopt GIPS-aligned practices themselves, fund managers may face greater scrutiny from inst

Applicable for IBF Core SFA/FAA CPD & IBF FTS Funding up to 70% Course Description In today's rapidly evolving financial landscape, fund management companies face increasing risks from operational disruptions, regulatory changes, and market volatility. This course, Ensuring Resi

Applicable for IBF Core SFA/FAA CPD & IBF FTS Funding of up to 70% Course Description Every interaction you have with investors shapes their investment journey and their trust in the fund management industry. As a fund management professional, you play a crucial role in ensuring that investors receive fair treatment, make informed investment decisions, and achieve their financial objectives. This means putting investors' interests first throughout every aspect of fund management - from investment strategy and product design to fund governance and portfolio management, through to investor communications and the handling of investor concerns. This e-learning course will guide you through the essential principles of fair dealing in fund management – not just